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  1. H

    Investor Protection: Sebi Urges Tech Firms' Collaboration

    Mumbai, March 25 Sebi Chairman Tuhin Kanta Pandey on Wednesday termed fake applications as a "serious threat" and urged technology firms like Google and Meta to work with financial regulators for investor protection.Pandey said that the next surge in investor participation is upon us, and...
    • Himanshu
    • Thread
    • digital finance financial regulation google play store indian investors investor protection market capitalization mobile apps securities and exchange board of india stock brokers technology verification badges
    • Replies: 0
    • Forum: Business
  2. H

    Stock Brokers Settle with Sebi in Algorithmic Trading Dispute

    SEBI Settlement Scheme: 111 Brokers Resolve Algo Trading Violations by Paying ₹1 Lakh Each SEBI Allows Time-Bound Settlement for Algo Platform-Linked Brokers New Delhi, March 18: A total of 111 entities have settled pending enforcement proceedings with the Securities and Exchange Board of India...
    • Himanshu
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    • 5 paisa capital algorithmic trading platforms angel one choice equity broking enforcement proceedings financial regulations hdfc securities icici securities jm financial services market participants motilal oswal financial services nuvama wealth and investment ltd prabhudas lilladher securities and exchange board of india (sebi) settlement scheme stock brokers upstox securities
    • Replies: 0
    • Forum: Business
  3. K

    SEBI Mandates Registration Disclosure on Social Media by Market Intermediaries from May 1, 2026

    Regulated Entities Must Display Registered Name and Number on Social Platforms New Delhi, February 26: The Securities and Exchange Board of India has directed all entities under its regulation, along with their agents, to prominently display their registered name and registration number on...
    • Karthik
    • Thread
    • alternative investment funds asset management companies intermediaries investment advisors investor protection mutual funds portfolio managers registered name registration number research analysts sebi securities market social media platforms stock brokers transparency
    • Replies: 0
    • Forum: Business
  4. K

    SEBI to Review Portfolio Management Services Regulations, Says Chairman Tuhin Kanta Pandey

    Mumbai, February 23: The Securities and Exchange Board of India has announced a comprehensive review of the regulatory framework governing Portfolio Management Services. SEBI Chairman Tuhin Kanta Pandey said the regulator will reassess the SEBI Portfolio Managers Regulations, 2020 to ensure they...
    • Karthik
    • Thread
    • agricultural commodities artificial intelligence surveillance consultative paper financial regulations market dynamics mumbai national institute of securities market pms regulations portfolio management services rbi lending guidelines regulatory review sebi sebi (portfolio managers) regulations stock brokers vigilance
    • Replies: 0
    • Forum: Business
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