5Paisa Capital Limited Receives Settlement Order from SEBI
5Paisa Capital Limited announced on March 19, 2026, that it received a Settlement Order from the Securities and Exchange Board of India (SEBI) under the 'Settlement Scheme for Association with Certain Algo Platforms, 2025'.The Settlement Order, dated March 17, 2026, and displayed on the SEBI website on March 18, 2026, relates to an examination by SEBI concerning Tradetron and other algo platforms. The examination focused on stock brokers whose Application Programming Interfaces (APIs) were integrated with these platforms, which were observed to be displaying or marketing strategies indicating assured or consistent returns. This association was considered an alleged violation of a SEBI Circular dated September 02, 2022, and the SEBI (Stock Brokers) Regulations, 1992.
As part of the Settlement Order, 5Paisa Capital Limited is required to pay a settlement amount of ₹1,00,000. The company stated that there is no material financial impact beyond this payment.
| Particulars | Company's Response | |
|---|---|---|
| 1 | Name of the authority | Securities and Exchange Board of India ('SEBI') |
| 2 | Nature and details of the action(s) taken or order(s) passed | SEBI passed a Settlement Order, imposing a settlement amount of ₹1,00,000/- (Rupees One Lakh only). |
| 3 | Date of receipt of direction or order, including any ad-interim or interim orders, or any other communication from the authority | Order dated March 17, 2026, displayed on SEBI website on March 18, 2026. |
| 5 | Impact on financial, operation or other activities of the listed entity, quantifiable in monetary terms to the extent possible | There is no material financial impact on the Company other than the payment of the aforesaid settlement amount. |
5Paisa Capital Limited stated it is committed to strengthening its compliance framework and adhering to regulatory requirements.
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